Daniel R. Copeland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Ray Copeland, who also goes by Daniel Roy Copeland, Danny Copeland, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - April 23, 2020
CETERA INVESTMENT ADVISERS LLC
August 5, 2011 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
August 5, 2011 - April 23, 2020
CETERA INVESTMENT SERVICES LLC
April 16, 2007 - August 11, 2011
VALIC FINANCIAL ADVISORS, INC.
April 16, 2007 - August 11, 2011
VALIC FINANCIAL ADVISORS, INC.
March 24, 2006 - April 16, 2007
ALLSTATE FINANCIAL SERVICES, LLC
March 1, 2005 - March 27, 2006
VALIC FINANCIAL ADVISORS, INC.
June 14, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 14, 2001 - March 27, 2006
VALIC FINANCIAL ADVISORS, INC.
January 11, 2001 - June 4, 2001
FARMERS FINANCIAL SOLUTIONS, LLC
January 5, 2000 - December 8, 2000
PRO-INTEGRITY SECURITIES, INC.
February 3, 1998 - January 12, 2000
NYLIFE SECURITIES LLC
May 22, 1997 - December 19, 1997
PFS INVESTMENTS INC.
March 5, 1996 - September 3, 1996
PFS INVESTMENTS INC.
March 10, 1993 - December 31, 1995
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
