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WM

William G. Mastrodicasa

FIRST PUBLIC
Austin, TX 78759
Some features on this profile are disabled
CRD#: 2311849
WM

Professional summary


William Gerald Mastrodicasa, who also goes by Bill Mastro, William Gereald Mastrodicasa, is a registered financial professional currently at FIRST PUBLIC, LLC located in Austin, Texas.

William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 7 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 53, Series 4, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Mastro | William Gereald Mastrodicasa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Gerald Mastrodicasa's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 30, 2004 - Present

FIRST PUBLIC, LLC

Office #1: 12007 Research Blvd, Austin, TX 78759
BD
CRD#: 128180
Austin, TX
Past

November 22, 1999 - January 31, 2002

PATAGON.COM SECURITIES CORP.

BD
CRD#: 21040
MIAMI BEACH, FL
Past

August 22, 1997 - October 27, 1999

AMERITRADE INSTITUTIONAL SERVICES, INC.

BD
CRD#: 22578
OMAHA, NE
Past

September 29, 1993 - February 18, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

June 30, 1993 - September 9, 1993

SHAMROCK PARTNERS, LTD

BD
CRD#: 23955
MEDIA, PA
Past

April 1, 1993 - June 10, 1993

RUSSO SECURITIES INC.

BD
CRD#: 14425
STATEN ISLAND, NY
Past

March 10, 1993 - March 16, 1993

U.S. SECURITIES CLEARING CORP.

BD
CRD#: 15403
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/26/2024)
RR
New York
(1/12/2025)
RR
Texas
(1/30/2004)

Exams


State Security Law Exam
RR
Series 63
Date: 1/22/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/16/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/16/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


FP
FIRST PUBLIC, LLC
FIRST PUBLIC, LLC | TASB FINANCIAL SERVICES, LLC

CRD#: 128180 / SEC#: , 8-66105

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
12007 Research Blvd, Austin, TX 78759
Mailing Address
12007 Research Blvd, Austin, TX 78759
Phone number
(512) 467-3655
Established
Texas since 05/14/2003
Firm type
Limited Liability Company
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TEXAS ASSOCIATION OF SCHOOL BOARDS, INC.SOLE MEMBER
CAMPBELL, ROBERT NMNFINOP, POO, & PFO1349154
DAVIS, TAMMY SHARONNECHIEF COMPLIANCE OFFICER2300858
MASTRODICASA, WILLIAM GERALDMANAGING DIRECTOR, REGISTERED PRINCIPAL, MUNICIPAL PRINCIPAL, COO2311849

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST PUBLIC, LLC

CRD#: 128180Austin, TX 78759

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