PW
Paul D. Wick
INTELLICENTS INVESTMENT SOLUTIONS
EDEN PAIRIE, MN 55344
Some features on this profile are disabled
CRD#: 2311828
PW
Professional summary
Paul David Wick is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Eden Pairie, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Paul has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Laker Education Foundation is a 501(c)(3) non profit organization. Not investment related. Location is 4540 Tower Street SE, Prior Lake MN 55372. This organization supports educational grants for Prior Lake Savage schools. Position: Board and Investment committee member oversees endowment. State date: 02/18/2021. Approximate 2 hours a month. There will be no hours devoted during securities trading hours and no compensation received. 2. ESOP Association - Minnesota/Dakotas Chapter. Not investment related. 200 Massachusetts Ave NW Suite 410, Washington DC 20001. Volunteer role in membership services for ESOP Association that offers educational and networking opportunities. Membership Committee member. Start date: 2/8/2024. No hours devoted during trading hours; approximately 4 hours per month total. Bring in ESOP owned companies to join the ESOP association and the MN/Dakotas Chapter. 3. Laker Education Foundation. Investment Related. PO Box 840 Prior Lake MN 55372. Non-profit corporation. Treasurer and Board Member. Start date 1/1/2025. 4 hours devoted per month. 0 hours devoted during trading hours. Help oversee the endowment which invests in mutual funds as well as the financial statements, annual report, budget, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Paul David Wick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2014 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 8200 Commonwealth Drive Suite 200, Eden Pairie, MN 55344RIA
CRD#: 107498
EDEN PAIRIE, MN
Past
September 30, 1997 - June 2, 1998
COLLIERS SECURITIES LLC
BD
CRD#: 7477
MINNEAPOLIS, MN
Past
May 13, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
BD
CRD#: 7442
MINNEAPOLIS, MN
Past
September 13, 1995 - May 13, 1997
VOYAGEUR INVESTMENTS, INC.
BD
CRD#: 22544
Past
June 2, 1994 - May 5, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 10, 1994 - June 3, 1994
JOHN G. KINNARD AND COMPANY, INCORPORATED
BD
CRD#: 466
MINNEAPOLIS, MN
Past
February 8, 1993 - January 10, 1994
MOORE, JURAN AND COMPANY, INC.
BD
CRD#: 7083
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2025 | ||
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
