Paul D. Wick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Wick was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2014 - July 6, 2026
INTELLICENTS INVESTMENT SOLUTIONS INC
September 30, 1997 - June 2, 1998
COLLIERS SECURITIES LLC
May 13, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
September 13, 1995 - May 13, 1997
VOYAGEUR INVESTMENTS, INC.
June 2, 1994 - May 5, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 10, 1994 - June 3, 1994
JOHN G. KINNARD AND COMPANY, INCORPORATED
February 8, 1993 - January 10, 1994
MOORE, JURAN AND COMPANY, INC.
Primary Firm SEC Registration
INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2025 | ||
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
