John F. Deminico

TD PRIVATE CLIENT WEALTH LLC

Quincy, MA 02171

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CRD#: 2311792

Professional summary

John Frederick Deminico, who also goes by John F Deminico, John Frederick Deminico Mr., John Frederick Deminico, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Quincy, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John F Deminico | John Frederick Deminico Mr. | John Frederick Deminico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Deminico's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Deminico's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2025 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 323 Hancock Street, Quincy, MA 02171

RIA

CRD#: 164484

Quincy, MA

Current

May 16, 2025 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 999 Worcester Street, Wellesley, MA 02482

RIA

CRD#: 164484

Wellesley, MA

Past

May 1, 2023 - April 14, 2025

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BOSTON, MA

Past

September 28, 2022 - April 14, 2025

CITIZENS SECURITIES, INC.

CRD#: 39550

BOSTON, MA

Past

September 28, 2018 - September 20, 2021

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HARTFORD, CT

Past

January 31, 2018 - August 29, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 9, 2015 - June 27, 2017

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

October 17, 2013 - March 19, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

EAST NORWICH, NY

Past

October 25, 2012 - September 16, 2013

VARIABLE INVESTMENT ASSOCIATES, INC.

CRD#: 44412

TEA, SD

Past

September 14, 2009 - November 3, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

HANOVER, MA

Past

July 7, 2008 - July 8, 2009

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

March 2, 2006 - October 31, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ROCKLAND, MA

Past

March 7, 2005 - December 15, 2005

ASH SECURITIES WHOLESALING, INC.

CRD#: 37454

FORT WAYNE, IN

Past

May 5, 2004 - December 31, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

February 9, 2001 - February 12, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 13, 2000 - June 26, 2000

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

January 5, 1998 - January 18, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

March 13, 1996 - December 31, 1997

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

March 12, 1993 - March 5, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 12, 1993 - March 5, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/16/2025)

IAR

Massachusetts
(6/5/2025)

New Hampshire
(7/30/2025)

IAR

New Hampshire
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/9/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

662

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEAM, JAMES HENRY JR.	PRESIDENT	4274924
CALDERON NAJERA, NAYRA	CCO	5040972
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
SCHAUTZ, JOHN LOUIS III	COO	1430568
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	17,824
AUM (Assets Under Management)	$ 6,450,375,507

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John F. Deminico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Deminico's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Deminico's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SAYBRUS EQUITY SERVICES, LLC

THE LEADERS GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

ALLSTATE FINANCIAL SERVICES, LLC

VARIABLE INVESTMENT ASSOCIATES, INC.

PARKLAND SECURITIES, LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

VOYA FINANCIAL ADVISORS, INC.

ASH SECURITIES WHOLESALING, INC.

MUTUAL SERVICE CORPORATION

SIGNATOR INVESTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

SIGNATOR INVESTORS, INC.

INVESTORS CAPITAL CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2023

Series 63

Date: 4/1/1993

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1999

Series 6

Date: 3/9/1993

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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