Timothy L. Ackerman
Professional summary
Timothy Leon Ackerman, who also goes by Timothy Ackerman, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Leon Ackerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2008 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202May 1, 1997 - October 23, 2008
GUARDIAN INVESTOR SERVICES LLC
April 6, 1994 - September 30, 1996
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 18, 1993 - October 1, 1993
JAMES W. BULLARD, JR., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2008)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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