Nelson E. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nelson Eugene Terry was a registered financial professional .
Nelson is a previously registered financial professional and started their career in finance in 1993. Nelson had worked at 9 firms and has passed the Series 63 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 1999 - May 27, 1999
ACTION II, INC.
November 19, 1998 - July 2, 2001
AMERI-FIRST SECURITIES CORPORATION
November 17, 1998 - December 11, 1998
SELF TRADING SECURITIES, INC.
November 20, 1997 - April 12, 2000
SUMMIT TRADING, INC.
March 3, 1997 - February 5, 2002
SANFORD ROBERTS, INC.
February 12, 1997 - June 11, 1998
NORTHSTAR SECURITIES, INC.
August 7, 1996 - November 5, 1996
SANFORD ROBERTS, INC.
May 22, 1996 - March 24, 1998
LLOYD WADE SECURITIES INC.
January 13, 1995 - December 1, 1996
ATLANTIC PACIFIC FINANCIAL, INC.
September 7, 1994 - June 10, 1996
SANFORD ROBERTS, INC.
April 14, 1993 - April 20, 1993
MAXXEL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACTION II, INC.
CRD#: 46489 / SEC#: , 8-51443
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
