William B. Crumrine

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CRD#: 2311340

Professional summary

William Braden Crumrine III was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

William Braden Crumrine III, who also goes by Chip Crumrine, was a registered financial advisor .

William is a previously registered financial advisor and started their career in finance in 1993. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chip Crumrine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 4, 2011 - January 30, 2015

FAITHWARD ADVISORS, LLC

RIA

CRD#: 116978

LANCASTER, PA

Past

September 1, 2011 - January 29, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

LANCASTER, PA

Past

July 20, 2011 - July 26, 2011

ECA INVESTMENT GROUP INC

RIA

CRD#: 105893

YORK, PA

Past

March 9, 2011 - July 26, 2011

NEWEDGE SECURITIES, LLC

CRD#: 10674

YORK, PA

Past

January 28, 2011 - February 16, 2011

MORGAN STANLEY

RIA

CRD#: 149777

YORK, PA

Past

June 1, 2009 - February 16, 2011

MORGAN STANLEY

CRD#: 149777

YORK, PA

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

YORK, PA

Past

February 5, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAITHWARD ADVISORS, LLC

CRD#: 116978 / SEC#: 801-61471

RIA

Registered Investment Advisory firm - (9/19/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/15/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/3/1993

General Securities Representative Examination

Current Firm

FAITHWARD ADVISORS, LLC

CRD#: 116978 / SEC#: 801-61471

RIA

Registered Investment Advisory firm - (9/19/2002 Approved)

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Contact information

Main Address

275 Hess Boulevard Suite 100, Lancaster, PA 17601

Mailing Address

Phone number

(717) 560-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAITHWARD ADVISORS PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,052
AUM (Assets Under Management)	$ 906,004,988

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
12/26/2024	Cover Page	Report
09/28/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William B. Crumrine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

ECA INVESTMENT GROUP INC

NEWEDGE SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

FAITHWARD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/1993

Series 63

Date: 2/12/1993

SIE

Date: 1/29/2015

Series 31

Date: 10/15/2004

Series 7

Date: 2/3/1993

Current Firm

FAITHWARD ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAITHWARD ADVISORS, LLC

TRUST BUT VERIFY

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