Gregory K. Grove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Kent Grove was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1973. Gregory had worked at 5 firms and has passed the Series 63, Series 1, Series 27, Series 28, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1984 - March 30, 2001
GROVE CAPITAL CORPORATION
September 14, 1983 - December 27, 1983
HERETH, ORR & JONES, INC.
June 9, 1982 - January 25, 1983
LEHMAN BROTHERS INC.
June 14, 1978 - May 21, 1982
CIBC WORLD MARKETS CORP.
February 1, 1973 - July 5, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/24/1973
Registered Representative ExaminationSeries 28
Date: 10/21/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GROVE CAPITAL CORPORATION
CRD#: 14815 / SEC#: , 8-31240
Contact information
Documents
Red Flags
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