Paul J. Hershiser

HAVEN PRIVATE

Orlando, FL 32814

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CRD#: 2311230

Professional summary

Paul Judson Hershiser, who also goes by Judd Hershiser, is a registered financial advisor currently at HAVEN PRIVATE located in Orlando, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Paul has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Judd Hershiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Judson Hershiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2024 - Present

HAVEN PRIVATE

Office #1: 976 Lake Baldwin Lane Suite 201, Orlando, FL 32814

RIA

CRD#: 329012

Orlando, FL

Past

October 6, 2009 - July 3, 2024

ALPHAQ ADVISORS

RIA

CRD#: 141006

ORLANDO, FL

Past

May 18, 2005 - August 26, 2009

HCM, LLC

RIA

CRD#: 135154

ORLANDO, FL

Past

August 6, 1997 - May 21, 1999

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

June 18, 1996 - June 15, 2005

WRH CAPITAL MANAGEMENT, LLP

RIA

CRD#: 108892

ORLANDO, FL

Past

February 15, 1996 - April 1, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

February 18, 1994 - February 12, 1996

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

March 15, 1993 - March 3, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAVEN PRIVATE

HAVEN PRIVATE | HAVEN PRIVATE, LLC

CRD#: 329012 / SEC#: 801-129272

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/4/2024)

IAR

Texas
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1993

General Securities Representative Examination

Current Firm

HAVEN PRIVATE

HAVEN PRIVATE | HAVEN PRIVATE, LLC

CRD#: 329012 / SEC#: 801-129272

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

976 Lake Baldwin Lane Suite 201, Orlando, FL 32814

Mailing Address

Phone number

(321) 329-8674

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 351,447,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul J. Hershiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Judson Hershiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHAQ ADVISORS

HCM, LLC

FSC SECURITIES CORPORATION

WRH CAPITAL MANAGEMENT, LLP

SECURITIES AMERICA, INC.

WACHOVIA SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

HAVEN PRIVATE

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1993

Series 7

Date: 3/11/1993

Current Firm

HAVEN PRIVATE

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAVEN PRIVATE

TRUST BUT VERIFY

Contact information

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