Brian J. Jenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian John Jenner, who also goes by Brian John Charles Jenner, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1993. Brian had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2013 - June 22, 2017
PFS INVESTMENTS INC.
May 9, 2012 - June 22, 2017
PFS INVESTMENTS INC.
April 4, 2005 - August 23, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 1, 2005 - August 23, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 1, 2004 - February 7, 2005
MML INVESTORS SERVICES, LLC
April 16, 2004 - August 18, 2004
FIRSTMERIT SECURITIES, INC.
August 4, 2003 - April 16, 2004
VALMARK ADVISERS, INC.
June 23, 2003 - April 16, 2004
VALMARK SECURITIES, INC.
May 21, 2003 - August 18, 2004
FIRSTMERIT ADVISORS, INC.
September 24, 2002 - June 24, 2003
FIRSTMERIT SECURITIES, INC.
December 17, 1999 - September 17, 2002
KEYBANC CAPITAL MARKETS INC.
May 14, 1999 - December 17, 1999
KEY CLEARING CORP.
July 23, 1996 - May 14, 1999
KEY INVESTMENTS INC.
August 24, 1995 - July 26, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
May 26, 1993 - June 27, 1995
WS GRIFFITH SECURITIES, INC.
March 15, 1993 - June 7, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
