Cory G. Carlesimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory G Carlesimo was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 1993. Cory had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 24 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2009 - June 19, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 6, 2006 - August 19, 2009
DEUTSCHE BANK SECURITIES INC.
May 24, 1995 - June 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1993 - June 6, 2006
MERRILL LYNCH GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/8/1998
Limited Representative-Equity Trader ExamCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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