Suong C. Nguyen Thi
Professional summary
Suong Chau Nguyen Thi, who also goes by Suong Chau Nguyen, Suong Chan Nguyen Thi, is a registered financial professional currently at STUART PORTFOLIO CONSULTANTS, L.P. located in New York, New York.
Suong is registered as a RR (Registered Representative) and started their career in finance in 2000. Suong has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suong Chau Nguyen Thi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
STUART PORTFOLIO CONSULTANTS, L.P.
Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017April 29, 2008 - August 19, 2009
MULTITRADE SECURITIES LLC
February 9, 2005 - May 10, 2007
CAZENAVE AND CO., INC.
March 2, 2000 - April 2, 2002
MULTITRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 1/6/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
STUART PORTFOLIO CONSULTANTS, L.P.
CRD#: 44487 / SEC#: , 8-50721
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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