Suong C. Nguyen Thi
Professional summary
Suong Chau Nguyen Thi, who also goes by Suong Chau Nguyen, Suong Chan Nguyen Thi, is a registered financial professional currently at ANDES CAPITAL GROUP, LLC located in Chicago, Illinois.
Suong is registered as a RR (Registered Representative) and started their career in finance in 2000. Suong has worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suong Chau Nguyen Thi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2026 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 205 West Wacker Drive Suite 610, Chicago, IL 60606January 6, 2023 - December 15, 2025
STUART PORTFOLIO CONSULTANTS, L.P.
April 29, 2008 - August 19, 2009
MULTITRADE SECURITIES LLC
February 9, 2005 - May 10, 2007
CAZENAVE AND CO., INC.
March 2, 2000 - April 2, 2002
MULTITRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2026)
Exams
Series 82TO
Date: 1/6/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
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