Lewis E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Evan Miller was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1994. Lewis had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2002 - June 11, 2002
RUMSON CAPITAL, LLC
November 26, 2001 - December 20, 2001
RUMSON CAPITAL, LLC
February 23, 2001 - March 2, 2001
BROKERAGEAMERICA, INC
August 20, 1999 - December 20, 2000
ANDREW GARRETT, INC.
October 5, 1998 - August 19, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION
January 5, 1998 - October 1, 1998
HUDSON SECURITIES,INC.
January 28, 1994 - January 1, 1998
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/23/1998
Limited Representative-Equity Trader ExamCurrent Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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