Peter A. Dabrowski

PROFUNDS DISTRIBUTORS

Bethesda, MD 20814

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CRD#: 2310711

Professional summary

Peter Alexander Dabrowski, who also goes by Pete Dabrowski, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pete Dabrowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Alexander Dabrowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2020 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814

CRD#: 19541

Bethesda, MD

Past

May 1, 2019 - February 27, 2020

WALTON RE SECURITIES, LLC

CRD#: 172024

SCOTTSDALE, AZ

Past

July 31, 2012 - January 12, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEWPORT BEACH, CA

Past

January 29, 2004 - May 3, 2012

TD AMERITRADE, INC.

CRD#: 7870

WASHINGTON, DC

Past

December 19, 2002 - January 12, 2004

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

July 18, 1996 - May 24, 2001

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

November 25, 1994 - July 28, 1995

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/29/2021)

Alaska
(3/31/2021)

Arizona
(6/21/2022)

Arkansas
(3/29/2021)

California
(3/29/2021)

Colorado
(3/29/2021)

Connecticut
(3/29/2021)

Delaware
(3/29/2021)

District of Columbia
(8/2/2021)

Florida
(6/24/2022)

Georgia
(9/22/2022)

Hawaii
(9/8/2022)

Idaho
(6/24/2022)

Illinois
(7/11/2022)

Indiana
(3/29/2021)

Iowa
(4/2/2021)

Kansas
(3/29/2021)

Kentucky
(4/1/2021)

Louisiana
(5/4/2021)

Maine
(3/30/2021)

Maryland
(10/8/2020)

Massachusetts
(3/30/2021)

Michigan
(5/20/2021)

Minnesota
(3/29/2021)

Mississippi
(3/29/2021)

Missouri
(3/29/2021)

Montana
(3/29/2021)

Nebraska
(8/29/2022)

Nevada
(4/7/2021)

New Hampshire
(3/29/2021)

New Jersey
(4/20/2021)

New Mexico
(3/29/2021)

New York
(7/11/2022)

North Carolina
(3/29/2021)

North Dakota
(4/5/2021)

Ohio
(3/29/2021)

Oklahoma
(3/30/2021)

Oregon
(3/29/2021)

Pennsylvania
(3/30/2021)

Puerto Rico
(3/30/2021)

Rhode Island
(3/30/2021)

South Carolina
(3/30/2021)

South Dakota
(7/3/2021)

Texas
(8/5/2021)

Utah
(3/29/2021)

Vermont
(3/29/2021)

Virginia
(10/8/2020)

Washington
(3/29/2021)

West Virginia
(10/20/2022)

Wisconsin
(3/29/2021)

Wyoming
(3/29/2021)

Exams

State Security Law Exam

Series 63

Date: 9/14/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/29/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PROFUNDS DISTRIBUTORS, INC.

CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: , 8-37601

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527

Mailing Address

7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527

Phone number

(240) 497-6400

Established

Delaware since 12/22/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PROFUND ADVISORS LLC	SOLE SHAREHOLDER	109585
COHEN, STEVEN BRIAN	PRESIDENT	2737221
FRYE, VICTOR MORSE	CHIEF COMPLIANCE OFFICER	1253717
MORONEY, NOELLE	FINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER	6582471
MORRIS, RICHARD FRANCIS	CHIEF LEGAL OFFICER	5097044

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter A. Dabrowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Alexander Dabrowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTON RE SECURITIES, LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

QUASAR DISTRIBUTORS, LLC

GUGGENHEIM DISTRIBUTORS, LLC

THE ADVISORS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/2019

Series 65

Date: 4/29/1999

Series 7

Date: 11/23/1994

FINRA

Current Firm

PROFUNDS DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PROFUNDS DISTRIBUTORS, INC.

TRUST BUT VERIFY

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