Stephen C. Collins
Professional summary
Stephen Clark Collins, who also goes by Stephen Collins, is a registered financial advisor currently at CANOPUS WEALTH MANAGEMENT located in Louisville, Kentucky.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 2 firms and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Clark Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2017 - Present
CANOPUS WEALTH MANAGEMENT
Office #1: 9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223-5010January 30, 2015 - May 23, 2017
STERLING FINANCIAL GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2017)
(2/20/2023)
Exams
Current Firm
CANOPUS WEALTH MANAGEMENT
CRD#: 287946 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 80,304,138 |
Red Flags
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Company Information
CANOPUS WEALTH MANAGEMENT
CRD#: 287946Louisville, KY 40223-5010TRUST BUT VERIFY
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