Joel T. Groen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Terna Groen was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1993. Joel had worked at 6 firms and has passed the Series 63, Series 44, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2008 - August 3, 2012
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
October 24, 2003 - April 11, 2008
RONIN CAPITAL, LLC
July 23, 2003 - October 21, 2003
RONIN CAPITAL, LLC
January 10, 2001 - April 29, 2003
ADIRONDACK ELECTRONIC MARKETS LLC
August 5, 1997 - October 3, 1997
UBS SECURITIES LLC
December 4, 1993 - August 21, 1996
FIDELITY BROKERAGE SERVICES LLC
June 22, 1993 - November 18, 1993
FIRST INTERNET SECURITIES NETWORK
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 44
Date: 7/14/2008
PCX Market Maker ExamSeries 55
Date: 12/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
CRD#: 43238 / SEC#: , 8-50209
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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