Wayne Guerrino

Some features on this profile are disabled

CRD#: 2310576

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wayne Guerrino was a registered financial professional .

Wayne is a previously registered financial professional and started their career in finance in 2008. Wayne had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wayne Guerrino CPA PA; CPA Owner; Tax Preparation (CPA); Detroit Lakes, MN 56501; Not Investment Related; July 2004; 60+ hours per month; 60+ during trading hours. 2) The 55 Reserve LLC; Partner; Real Estate Holding Company; Detroit Lakes, MN 56501; Investment Related; Oct 2008; 1-9 hours per month; 0 during trading hours. 3) S&G Nisswa Properties, LLC; Partner; Real Estate Development Co; Detroit Lakes, MN 56501; Not Investment Related; June 2017; 1-9 hours per month; 0 during trading hours. 4) Sole Proprietor; Insurance Agent; Detroit Lakes, MN 56501, Investment Related; October 2020; 60+ hours per month; 60+ during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 23, 2020 - December 31, 2022

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Detroit Lakes, MN

Past

October 25, 2017 - June 24, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW BRIGHTON, MN

Past

October 25, 2017 - June 24, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW BRIGHTON, MN

Past

February 24, 2015 - November 3, 2017

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

New Brighton, MN

Past

February 24, 2015 - November 3, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

New Brighton, MN

Past

January 13, 2014 - March 19, 2015

CG ADVISORY SERVICES

RIA

CRD#: 110929

PLYMOUTH, MN

Past

November 14, 2013 - November 19, 2013

CG ADVISORY SERVICES

RIA

CRD#: 110929

WILLIAMSTON, MI

Past

January 8, 2010 - November 10, 2014

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

PLYMOUTH, MN

Past

September 17, 2009 - November 10, 2014

INVEST FINANCIAL CORPORATION

CRD#: 12984

PLYMOUTH, MN

Past

June 19, 2008 - January 21, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2008

General Securities Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wayne Guerrino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

CG ADVISORY SERVICES

CG ADVISORY SERVICES

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2009

Series 63

Date: 12/21/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2008

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors