Mark J. Alevizos

WEALTHSPRING ADVISORS

Minneapolis, MN 55404

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CRD#: 2310546

Professional summary

Mark James Alevizos is a registered financial advisor currently at WEALTHSPRING ADVISORS, LLC located in Minneapolis, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Alevizos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2016 - Present

WEALTHSPRING ADVISORS, LLC

Office #1: 2116 Second Avenue South, Minneapolis, MN 55404

RIA

CRD#: 147063

Minneapolis, MN

Past

May 30, 2008 - June 1, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BLOOMINGTON, MN

Past

January 1, 2008 - June 4, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MINNEAPOLIS, MN

Past

August 19, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MINNEAPOLIS, MN

Past

August 31, 1994 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 26, 1993 - May 17, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/31/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/22/1993

General Securities Representative Examination

Current Firm

WEALTHSPRING ADVISORS, LLC

CRD#: 147063 / SEC#: 801-69121

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Minnesota

Registered Investment Advisory firm - (6/26/2012 Approved)

Texas

Registered Investment Advisory firm - (4/5/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2116 Second Avenue South, Minneapolis, MN 55404

Mailing Address

Phone number

(612) 746-1481

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 41,831,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Alevizos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark James Alevizos's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPRING ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2016

Series 63

Date: 2/3/1993

Series 31

Date: 1/31/1995

Series 7

Date: 1/22/1993

Current Firm

WEALTHSPRING ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHSPRING ADVISORS, LLC

TRUST BUT VERIFY

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