Thomas P. Morgan
Professional summary
Thomas Peter Morgan is a registered financial professional currently at YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Peter Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2025 - Present
YORKVILLE SECURITIES, LLC
Office #1: 1012 Springfield Ave, Mountainside, NJ 07092Office #2: 1012 Springfield Avenue, Mountainside, NJ 07092September 18, 2017 - November 7, 2018
R. SEELAUS & CO., LLC
September 2, 2015 - September 25, 2017
LOOP CAPITAL MARKETS LLC
December 6, 2011 - June 23, 2015
R. SEELAUS & CO., LLC
June 1, 2011 - November 30, 2011
WSA FIXED INCOME, LLC
March 24, 2008 - June 1, 2011
WALL STREET ACCESS
April 29, 2005 - March 27, 2008
JEFFERIES LLC
January 7, 2005 - April 5, 2005
FHN FINANCIAL SECURITIES CORP.
December 24, 1992 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/11/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
YORKVILLE SECURITIES, LLC
CRD#: 330480 / SEC#: , 8-71241
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| MARKUNAS, MICHAEL NMN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 1832307 |
| MCNICOLL, PATRICE | CO-CEO | 3199758 |
| RILLO, TROY JAMES | MEMBER OF BOARD OF MANAGERS; CO-CEO | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
Red Flags
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