Robert J. Mckendry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Justin Mckendry, who also goes by Robert Justin Mckendry, Robert Mckendry, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2022 - June 13, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 17, 2022 - June 3, 2022
FIDELITY BROKERAGE SERVICES LLC
April 13, 2021 - August 6, 2021
J.P. MORGAN SECURITIES LLC
April 13, 2021 - August 6, 2021
J.P. MORGAN SECURITIES LLC
November 21, 2017 - November 24, 2020
PRUCO SECURITIES, LLC.
October 18, 2017 - November 24, 2020
PRUCO SECURITIES, LLC.
April 28, 2016 - August 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2016 - August 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 2015 - February 16, 2016
EQUITABLE ADVISORS, LLC
January 6, 2009 - July 7, 2015
TJM INVESTMENTS, LLC
October 1, 2008 - December 19, 2008
J.P. MORGAN SECURITIES LLC
January 7, 2003 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 1, 2001 - January 2, 2003
J.P. MORGAN SECURITIES INC.
March 30, 2000 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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