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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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LA

Lincoln Anderson

DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD.
Tulsa, OK 74136-4106
Some features on this profile are disabled
CRD#: 2310411
LA

Professional summary

Lincoln Anderson, who also goes by Lincoln Jay Anderson, is a registered financial advisor currently at DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD. located in Tulsa, Oklahoma.

Lincoln is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lincoln has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 31 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lincoln Jay Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lincoln Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2025 - Present

DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD.

Office #1: 6840 South Trenton Avenue, Tulsa, OK 74136-4106
RIA
CRD#: 117509
Tulsa, OK
Past

March 2, 2022 - October 24, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
TULSA, OK
Past

March 2, 2022 - October 24, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
TULSA, OK
Past

January 5, 2017 - March 7, 2022

EDWARD JONES

BD
CRD#: 250
TULSA, OK
Past

December 6, 2016 - March 7, 2022

EDWARD JONES

RIA
CRD#: 250
TULSA, OK
Past

October 24, 2008 - December 31, 2016

AMERITRUST INVESTMENT ADVISORS INC

RIA
CRD#: 108589
TULSA, OK
Past

January 23, 2006 - November 21, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LITTLE ROCK, AR
Past

January 5, 2006 - November 21, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LITTLE ROCK, AR
Past

April 22, 1997 - June 10, 1997

AMERICAN LANDMARK SECURITIES, INC.

BD
CRD#: 42187
IRVING, TX
Past

January 11, 1993 - May 12, 1993

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(11/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/24/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/9/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 2/17/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 22
Date: 4/21/1997
Direct Participation Programs Representative Examination

Current Firm

DU
DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD.
DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD. | UTICA PHYSICIANS' ASSOCIATION, LTD. | UTICA PHYSICANS' ASSOCIATION, LTD. | UPAL | UNITED PROFESSIONALS ASSOCIATION, LTD.

CRD#: 117509 / SEC#:

Oklahoma
Registered Investment Advisory firm - (10/8/1997 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6840 South Trenton Avenue, Tulsa, OK 74136-4106
Mailing Address
Phone number
(918) 747-5585
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts149
AUM (Assets Under Management)$ 82,963,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DBA UPAL OR UNITED PROFESSIONALS ASSOC. LTD.

CRD#: 117509Tulsa, OK 74136-4106

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