Lee A. Baker

CLARIS FINANCIAL ADVISORS

Atlanta, GA 30345

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CRD#: 2310397

Professional summary

Lee Anthony Baker, CFP® is a registered financial advisor currently at CLARIS FINANCIAL ADVISORS, INC. located in Atlanta, Georgia.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lee has worked at 11 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APEX FINANCIAL 2191-G NORTHLAKE PKWY, TUCKER, GA INVESTMENT RELATED PRESIDENT FINANCIAL PLANNING 1998 80HRS/MO DURING TRADING FINANCIAL PLANNER; LEE BAKER NOT INVESTMENT RELATED 2003 RENT OUT MY PREVIOUS HOME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Anthony Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

May 29, 2009 - Present

CLARIS FINANCIAL ADVISORS, INC.

Office #1: 2295 Parklake Drive Suite 456, Atlanta, GA 30345

RIA

CRD#: 128660

Atlanta, GA

Past

October 12, 2005 - December 31, 2006

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

February 7, 2005 - December 31, 2008

CLARIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 128660

ATLANTA, GA

Past

April 20, 2004 - December 31, 2004

CLARIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 128660

STONE MOUNTAIN, GA

Past

October 30, 2003 - September 6, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

August 29, 2003 - November 5, 2003

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

DECATUR, GA

Past

September 18, 2002 - November 5, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

July 24, 2002 - September 5, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 24, 2002 - September 5, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 7, 2001 - July 17, 2002

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

May 5, 2000 - December 31, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

December 9, 1999 - May 1, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

September 24, 1998 - December 31, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

October 3, 1996 - September 24, 1998

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

April 19, 1993 - October 10, 1996

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/29/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/16/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLARIS FINANCIAL ADVISORS, INC.

APEX FINANCIAL SERVICES, INC. | CLARIS FINANCIAL ADVISORS, INC.

CRD#: 128660 / SEC#:

Georgia

Registered Investment Advisory firm - (5/29/2009 Approved)

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Contact information

Main Address

2295 Parklake Drive Suite 456, Atlanta, GA 30345

Mailing Address

Phone number

(770) 934-8686

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 37,513,688

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee A. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Anthony Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLSTONE SECURITIES, LLC

CLARIS FINANCIAL ADVISORS, INC.

CLARIS FINANCIAL ADVISORS, INC.

DUNWOODY BROKERAGE SERVICES, INC.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

USALLIANZ SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

LOCUST STREET SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 3/10/1993

Series 6

Date: 4/16/1993

Current Firm

CLARIS FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARIS FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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