Paul C. Schemitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Christopher Schemitz SR., who also goes by Paul Christopher Schemitz, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2008 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
May 9, 2005 - September 15, 2006
AURA FINANCIAL SERVICES, INC.
April 22, 2003 - February 14, 2005
AURA FINANCIAL SERVICES, INC.
March 19, 2001 - August 29, 2001
GIT SECURITIES CORPORATION
September 14, 2000 - March 15, 2001
ROYAL HUTTON SECURITIES CORP.
April 7, 2000 - August 23, 2000
THE MINNEAPOLIS COMPANY, INC.
August 11, 1997 - March 17, 1999
D.L. CROMWELL INVESTMENTS, INC.
June 28, 1995 - June 20, 1997
BILTMORE SECURITIES, INC.
July 13, 1993 - October 18, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURA FINANCIAL SERVICES, INC.
CRD#: 42822 / SEC#: , 8-50020
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GAUTNEY, TIMOTHY MICHAEL | PRESIDENT | 2552149 |
| GAUTNEY, TIMOTHY MICHAEL | SECRETARY | 2552149 |
| COOPER, SHAUN MICHAEL | DIRECTOR OF OPERATIONS | 4254365 |
| COOPER, SHAUN MICHAEL | SROP | 4254365 |
| KING, LOYD GILFORD | TREASURER | 2892687 |
| WOODRUFF, JOHN WESLEY JR | CROP | 2625285 |
| WOODRUFF, JOHN WESLEY JR | CHIEF COMPLIANCE OFFICER | 2625285 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
