JZ
James M. Zundel
COIGN CAPITAL ADVISORS LLC
Draper, UT 84020
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CRD#: 2310284
JZ
Professional summary
James Matthew Zundel, who also goes by J. Matthew Zundel, Jm Zundel, Matt Zundel, is a registered financial advisor currently at COIGN CAPITAL ADVISORS LLC located in Draper, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J. Matthew Zundel | Jm Zundel | Matt Zundel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS OWNERSHIP ; ZUNDEL HOLDINGS LLC; MANAGING PARTNER; FAMILY HOLDING COMPANY; LAKE CITY, UT 84119; 1-9 HOURS PER MONTH/REDSKY SOLUTIONS LLC; MEMBER/BOARD OF DIRECTORS; TECHNOLOGY/NETWORK HARDWARE AND SERVICE; AUGUST 2012; 1-9 HOURS PER MONTH/ JMZ REAL PROPERTY, LLC; MANAGER; HOLDS REAL PROPERTY INCLUDING THE PREVIOUSLY DISCLOSED OFFICE BLDG IN DRAPER.; DRAPER, UT 84020; OCTOBER 2012; 1-9 HOURS PER MONTH; 1-9 DURING TRADING HOURS. BOARDS OF DIRECTORS ; REDSKY SOLUTIONS LLC; NETWORK SALES ADN SERVICE; N/A; NO; AUGUST 2012; 1-9 HOURS PER MONTH. Board of Directors; Turning Point Justice; cloud technology company that delivers restitution for retailers and protects justice system resources by reforming first time petty shoplifters; na; no; December 2015; 1-9 hours per month; 0 during trading hours Janiis, Inc.; not investment-related; 2000 Ashton Blvd, #300, Lehi, UT 84043; 385.275.6316; property management software company; 0%; October 2018; 0 hours per month; Board of Directors
CRS (Client Relationship Summary) - RIA
Click below to view James Matthew Zundel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2014 - Present
COIGN CAPITAL ADVISORS LLC
Office #1: 12012 South 700 E. Suite 100, Draper, UT 84020RIA
CRD#: 171306
Draper, UT
Past
August 20, 1993 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Past
February 16, 1993 - May 6, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DRAPER, UT
Past
January 22, 1993 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 1993 - May 6, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DRAPER, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COIGN CAPITAL ADVISORS LLC
COIGN CAPITAL ADVISORS LLC
CRD#: 171306 / SEC#: 801-112895
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Texas
Registered Investment Advisory firm - (4/23/2018 Terminated)Utah
Registered Investment Advisory firm - (4/24/2018 Terminated)Wyoming
Registered Investment Advisory firm - (4/23/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/23/2015)
IAR
Utah(5/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CC
COIGN CAPITAL ADVISORS LLC
COIGN CAPITAL ADVISORS LLC
CRD#: 171306 / SEC#: 801-112895
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Texas
Registered Investment Advisory firm - (4/23/2018 Terminated)Utah
Registered Investment Advisory firm - (4/24/2018 Terminated)Wyoming
Registered Investment Advisory firm - (4/23/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12012 South 700 E. Suite 100, Draper, UT 84020
Mailing Address
Phone number
(801) 676-4570
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 973 |
| AUM (Assets Under Management) | $ 321,005,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 10/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
