Andrew Barnett

CRD#: 2310274

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Barnett, CFP® was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

June 8, 2023 - December 12, 2024

WATERSTONE FINANCIAL ADVISORY LLC

RIA

CRD#: 325012

FORT MYERS, FL

Past

April 25, 2019 - May 18, 2023

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Ft. Myers, FL

Past

April 16, 2019 - May 18, 2023

J.W. COLE FINANCIAL, INC.

CRD#: 124583

FT MYERS, FL

Past

February 20, 2007 - April 26, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FT. MYERS, FL

Past

November 22, 2006 - April 18, 2019

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

FT. MYERS, FL

Past

August 18, 2005 - November 6, 2006

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

FORT MYERS, FL

Past

May 11, 2005 - August 5, 2005

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

FT. MYERS, FL

Past

April 29, 2005 - August 5, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

January 3, 2005 - December 31, 2007

CORNERSTONE FINANCIAL ADVISORY, INC.

RIA

CRD#: 132116

FORT MYERS, FL

Past

June 15, 2001 - May 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

FORT MYERS, FL

Past

June 14, 2001 - May 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

February 14, 2001 - June 15, 2001

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

July 11, 2000 - February 15, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERSTONE FINANCIAL ADVISORY LLC

CRD#: 325012 / SEC#: 801-127693

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/21/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2000

General Securities Representative Examination

Current Firm

WATERSTONE FINANCIAL ADVISORY LLC

CRD#: 325012 / SEC#: 801-127693

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

12597 New Brittany Blvd, Fort Myers, FL 33907

Mailing Address

Phone number

(239) 288-0977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - WATERSTONE FINANCIAL ADVISORY LLC (2/18/2026)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 262,476,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew Barnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

SECURITIES SERVICE NETWORK, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

CORNERSTONE FINANCIAL ADVISORY, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEXT FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

WATERSTONE FINANCIAL ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/2003

Series 65

Date: 12/21/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2000

Current Firm

WATERSTONE FINANCIAL ADVISORY LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERSTONE FINANCIAL ADVISORY LLC

TRUST BUT VERIFY

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