Greg R. Ashihara

LUCID ADVISORS

Seattle, WA 98121

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CRD#: 2310266

Professional summary

Greg Rikio Ashihara, AIF®, who also goes by Greg R Ashihara, is a registered financial advisor currently at LUCID ADVISORS, INC. located in Seattle, Washington.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Greg has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg R Ashihara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASHI CONSULTING SVCS: OWNER (1996-PRESENT); SMALL BUSINESS TECHNOLOGY CONSULTING SERVICES (NON-INVESTMENT RELATED); 10HRS/MO, 1HR/MO DURING TRADING HOURS. HIMI CAT REAL ESTATE I LLC: MANAGER (2002-PRESENT); PROPERTY RENTAL/MGT (NON-INVESTMENT RELATED); 3HRS/MO, 0HR/MO DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Rikio Ashihara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 27, 2002 - Present

LUCID ADVISORS, INC.

Office #1: 2101 4th Avenue Suite 2130, Seattle, WA 98121

RIA

CRD#: 116639

Seattle, WA

Past

March 21, 1995 - April 7, 2000

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUCID ADVISORS, INC.

FOUR ONE ONE COMMUNICATIONS, INC. | LUCID ADVISORS, INC.

CRD#: 116639 / SEC#: 801-67665

RIA

Registered Investment Advisory firm - (3/5/2007 Approved)

California

Registered Investment Advisory firm - (4/3/2007 Terminated)

Washington

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/8/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/1995

General Securities Representative Examination

Current Firm

LUCID ADVISORS, INC.

FOUR ONE ONE COMMUNICATIONS, INC. | LUCID ADVISORS, INC.

CRD#: 116639 / SEC#: 801-67665

RIA

Registered Investment Advisory firm - (3/5/2007 Approved)

California

Registered Investment Advisory firm - (4/3/2007 Terminated)

Washington

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

2101 4th Avenue Suite 2130, Seattle, WA 98121

Mailing Address

Phone number

(206) 267-2222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LUCID ADVISORS ADV PT 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 958,130,514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Greg R. Ashihara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Rikio Ashihara's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUCID ADVISORS, INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

LUCID ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1995

Series 63

Date: 3/30/1995

Series 7

Date: 3/20/1995

Current Firm

LUCID ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUCID ADVISORS, INC.

TRUST BUT VERIFY

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