Bernard M. Doucette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Matthew Doucette was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2000. Bernard had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - April 26, 2019
LORD ABBETT DISTRIBUTOR LLC
August 22, 2005 - April 2, 2013
COHEN & STEERS SECURITIES, LLC
August 2, 2004 - August 9, 2005
LEHMAN BROTHERS INC.
June 18, 2003 - August 4, 2004
NEUBERGER BERMAN BD LLC
July 31, 2001 - April 5, 2002
BROKERTEC AMERICAS LLC
September 19, 2000 - June 12, 2001
WOFEX BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
