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Terry Lee Ringer

CRD# 2309959·Registered 1993 - 2002
Barred: Terry Lee Ringer was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Terry Lee Ringer was a registered financial advisor. Terry was a previously registered financial professional and started their career in finance 1993 - 2002. Terry had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PRO-INTEGRITY SECURITIES, INC.·CRD# 44707
BD
Longview, TX
December 6, 1999 - September 20, 2002
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
November 11, 1997 - November 19, 1999
EDWARD JONES·CRD# 250
BD
St. Louis, MO
September 9, 1993 - November 11, 1997

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Current Firm

PS
PRO-INTEGRITY SECURITIES, INC.

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707 / SEC#: 8-50784
BD
Terminated by SEC on 02/05/2005

Contact Information

Established

Texas since 01/21/1998

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
PERRY, WILLIAM MARTINCEO/PRESIDENT2142599
HARGETT, GORDON KUNTZSHAREHOLDER3007132
JACKSON, TAMMY LYNNVICE PRESIDENT2484587
SAPAUGH, MARVIN WAYNEVICE PRESIDENT410819

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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