Hans E. Gerressen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans Eric Gerressen, who also goes by Hans Erick Gerressen, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 1997. Hans had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2008 - December 21, 2017
GUGGENHEIM INVESTMENTS
May 26, 2006 - June 6, 2019
SECURITY DISTRIBUTORS
May 17, 2002 - April 28, 2006
VOYA FINANCIAL PARTNERS, LLC
February 29, 2000 - April 28, 2006
VOYA FINANCIAL PARTNERS, LLC
July 17, 1997 - October 13, 1999
IFMG SECURITIES, INC.
Primary Firm SEC Registration
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUGGENHEIM INVESTMENTS
CRD#: 105477 / SEC#: 801-8008
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 7,395,263,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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