Robert J. Peavey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Peavey JR., CFP®, who also goes by Robert James Peavey, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2021 - July 31, 2025
TRUIST ADVISORY SERVICES, INC.
December 13, 2019 - July 31, 2025
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
September 15, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
September 15, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
September 14, 2004 - September 13, 2011
TRUIST INVESTMENT SERVICES, INC.
September 14, 2004 - September 13, 2011
TRUIST INVESTMENT SERVICES, INC.
March 14, 1995 - September 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 15, 1993 - March 29, 1996
AMERICAN EXPRESS SERVICE CORPORATION
January 20, 1993 - September 16, 2004
IDS LIFE INSURANCE COMPANY
January 20, 1993 - September 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
