Robert R. Marchesotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ray Marchesotti was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2009 - December 24, 2015
MARCHESOTTI INVESTMENTS, LLC
February 27, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
June 14, 2005 - May 24, 2006
MORGAN STANLEY DW INC.
April 15, 2004 - March 28, 2005
STONE & YOUNGBERG LLC
January 18, 1993 - April 21, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARCHESOTTI INVESTMENTS, LLC
CRD#: 149581 / SEC#:
Contact information
Red Flags
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