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JG

John Robert Glasmann

AVENTURA SECURITIES
BOCA RATON, FL
·CRD# 2309702·33 years experience

Professional Summary

John Robert Glasmann is a registered financial advisor currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

AVENTURA SECURITIES, LLC·CRD# 142374
BD
5550 Glades Road Suite 535, Boca Raton, FL 33431
September 1, 2023 - Present
CLEAR STREET LLC·CRD# 288933
BD
New York, NY
August 31, 2021 - May 2, 2022
MONTECITO ADVISORS, INC.·CRD# 104004
BD
Santa Barbara, CA
August 23, 2011 - July 8, 2014
PRECISION SECURITIES, LLC·CRD# 103976
BD
Del Mar, CA
August 9, 2011 - October 2, 2023
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
June 28, 1999 - August 9, 2011
ZA ASSOCIATES, INC.·CRD# 7850
BD
Morristown, NJ
May 4, 1995 - June 28, 1999
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
March 30, 1995 - April 27, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
December 6, 1994 - March 3, 1995
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
January 31, 1994 - November 8, 1994
MIDWOOD SECURITIES, INC.·CRD# 21520
BD
New York, NY
August 16, 1993 - February 8, 1994

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Current Firm

AS
AVENTURA SECURITIES, LLC

AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: 8-67458
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Mailing Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Phone Number

(305) 466-0467

Established

Florida since 08/10/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER—
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/1/2023)
RR
Colorado
(9/22/2023)
RR
Florida
(9/1/2023)
RR
Georgia
(4/25/2025)
RR
Illinois
(9/1/2023)
RR
Indiana
(9/1/2023)
RR
Massachusetts
(9/1/2023)
RR
Michigan
(9/25/2023)
RR
Nevada
(9/1/2023)
RR
New Jersey
(9/1/2023)
RR
New York
(9/1/2023)
RR
Oregon
(9/19/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1994About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Robert Glasmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JG
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