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JG

John R. Glasmann

AVENTURA SECURITIES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2309702
JG

Professional summary


John Robert Glasmann is a registered financial professional currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Robert Glasmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 1, 2023 - Present

AVENTURA SECURITIES, LLC

Office #1: 5550 Glades Road Suite 535, Boca Raton, FL 33431
BD
CRD#: 142374
Boca Raton, FL
Past

August 31, 2021 - May 2, 2022

CLEAR STREET LLC

BD
CRD#: 288933
NEW YORK, NY
Past

August 23, 2011 - July 8, 2014

MONTECITO ADVISORS, INC.

BD
CRD#: 104004
SANTA BARBARA, CA
Past

August 9, 2011 - October 2, 2023

PRECISION SECURITIES, LLC

BD
CRD#: 103976
DEL MAR, CA
Past

June 28, 1999 - August 9, 2011

PACIFIC AMERICAN SECURITIES, LLC

BD
CRD#: 42999
SAN DIEGO, CA
Past

May 4, 1995 - June 28, 1999

ZA ASSOCIATES, INC.

BD
CRD#: 7850
MORRISTOWN, NJ
Past

March 30, 1995 - April 27, 1995

FAB SECURITIES OF AMERICA, INC.

BD
CRD#: 28212
NEW YORK, NY
Past

December 6, 1994 - March 3, 1995

A. T. BROD & CO. INC.

BD
CRD#: 1319
CLEVELAND, OH
Past

January 31, 1994 - November 8, 1994

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

August 16, 1993 - February 8, 1994

MIDWOOD SECURITIES, INC.

BD
CRD#: 21520
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/1/2023)
RR
Colorado
(9/22/2023)
RR
Florida
(9/1/2023)
RR
Georgia
(4/25/2025)
RR
Illinois
(9/1/2023)
RR
Indiana
(9/1/2023)
RR
Massachusetts
(9/1/2023)
RR
Michigan
(9/25/2023)
RR
Nevada
(9/1/2023)
RR
New Jersey
(9/1/2023)
RR
New York
(9/1/2023)
RR
Oregon
(9/19/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 4/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/14/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: , 8-67458

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Mailing Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Phone number
(305) 466-0467
Established
Florida since 08/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVENTURA SECURITIES, LLC

CRD#: 142374Boca Raton, FL 33431

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