Jacob D. Palmer

REALTA INVESTMENT ADVISORS,

SAN ANTONIO, TX

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CRD#: 2309603

Professional summary

Jacob Daniel Palmer, who also goes by Jacob D Palmer, Jacob Daniel Palmer, Jake Palmer, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in San Antonio, Texas and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jacob has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob D Palmer | Jacob Daniel Palmer | Jake Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REALTA INVESTMENTMENT ADVISORS, INC.; INVESTMENT RELATED: START: 8/2025; 1201 N ORANGE ST STE 729 WILMINGTON, DE 19801; INVESTMENT ADVISORY SERVICES; CCO; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Daniel Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

SAN ANTONIO, TX

Current

August 4, 2025 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

CRD#: 23769

WILMINGTON, DE

Past

April 10, 2024 - March 18, 2025

JVM SECURITIES, LLC

CRD#: 290327

Oak Brook, IL

Past

April 9, 2024 - June 16, 2025

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

CRD#: 8478

INDIANAPOLIS, IN

Past

November 6, 2023 - March 6, 2024

INVSTR FINANCIAL LLC

RIA

CRD#: 310075

SAN ANTONIO, TX

Past

December 2, 2022 - January 4, 2024

SOCIAL INVSTR

CRD#: 309923

San Antonio, TX

Past

January 18, 2022 - August 11, 2022

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

October 21, 2020 - January 6, 2022

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

San Antonio, TX

Past

October 21, 2020 - January 6, 2022

SANCTUARY SECURITIES, INC.

CRD#: 205

MIAMI, FL

Past

September 1, 2011 - August 1, 2019

SWBC INVESTMENT ADVISORY SERVICES LLC

RIA

CRD#: 156155

AUSTIN, TX

Past

January 31, 2007 - July 25, 2019

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

January 18, 2007 - July 23, 2019

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

SAN ANTONIO, TX

Past

February 25, 2005 - January 9, 2007

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

SAN ANTONIO, TX

Past

February 25, 2005 - January 9, 2007

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

October 25, 2004 - February 25, 2005

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

SAN ANTONIO, TX

Past

December 17, 2002 - February 25, 2005

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

January 18, 1993 - October 25, 2002

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(8/5/2025)

Texas
(8/4/2025)

IAR

Texas
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob D. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Daniel Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

JVM SECURITIES, LLC

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

INVSTR FINANCIAL LLC

SOCIAL INVSTR

FROST BROKERAGE SERVICES, INC.

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

SWBC INVESTMENT ADVISORY SERVICES LLC

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

USAA INVESTMENT SERVICES COMPANY

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2004

Series 63

Date: 2/25/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1996

Series 6

Date: 1/14/1993

Series 14

Date: 1/2/2023

Series 24

Date: 7/7/1997

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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