Edward S. Furman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Sergio Furman, who also goes by Ezequiel Furman, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2004 - April 18, 2006
LAIDLAW & COMPANY (UK) LTD.
November 12, 2001 - August 23, 2004
SANDS BROTHERS & CO., LTD.
December 14, 2000 - November 26, 2001
BLUESTONE CAPITAL CORP.
October 29, 1998 - January 5, 2001
HORNBLOWER & WEEKS, INC.
June 29, 1998 - January 29, 1999
ROYAL HUTTON SECURITIES CORP.
November 8, 1996 - December 2, 1996
GLOBAL FINANCIAL GROUP, INC.
November 8, 1996 - May 12, 1998
LT LAWRENCE & CO., INC.
August 21, 1996 - November 13, 1996
PARAGON CAPITAL MARKETS, INC.
August 24, 1995 - September 6, 1996
A.S. GOLDMEN & CO., INC.
April 25, 1995 - August 24, 1995
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
December 22, 1994 - April 12, 1995
A. T. BROD & CO. INC.
May 3, 1994 - January 20, 1995
JOSEPH STEVENS & CO., INC.
May 5, 1993 - May 5, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
