Peter J. Mcclellan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Jason Mcclellan was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 1999 - August 22, 2000
TRADE.COM ONLINE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADE.COM ONLINE SECURITIES, INC.
CRD#: 36189 / SEC#: , 8-47085
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADE.COM GLOBAL MARKETS, INC. | SOLE SHAREHOLDER | |
| ASCHENBRENNER, ERIK DAVID | MANAGING DIRECTOR - COMPLIANCE / REGULATORY | 1595274 |
| BEHRMAN, MARK TODD | DIRECTOR, EXECUTIVE VP / CFO - FINOP | 1657208 |
| CASTAGNA, MATTHEW DOMINIC | DIRECTOR / SECRETARY | 4123051 |
| DUKES, KERRY JOSEPH | DIRECTOR, PRESIDENT | 1773976 |
| GULBIN, JOSEPH PETER JR | SROP / CROP | 2364022 |
| RUBIN, NEIL ROY | DIRECTOR, EXECUTIVE VICE PRESIDENT | 1070698 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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