Paul E. Hogenson

QUINCY WELLS ADVISORS

Paradise Valley, AZ

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CRD#: 2308907

Professional summary

Paul Eric Hogenson is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Paradise Valley, Arizona and GREAT POINT CAPITAL LLC located in Scottsdale, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Eric Hogenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Paradise Valley, AZ

Current

June 20, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 15169 N Scottsdale Road #205, Scottsdale, AZ 85254

CRD#: 114203

Scottsdale, AZ

Past

April 28, 2023 - June 19, 2023

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Scottsdale, AZ

Past

June 24, 2022 - June 19, 2023

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Scottsdale, AZ

Past

February 11, 1993 - April 14, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(4/19/2024)

IAR

California
(11/14/2025)

IAR

Illinois
(6/23/2023)

Indiana
(9/23/2025)

Nevada
(3/16/2026)

Ohio
(5/30/2024)

Oregon
(10/22/2024)

Pennsylvania
(1/25/2024)

South Dakota
(12/12/2025)

Virginia
(3/16/2026)

Washington
(3/8/2024)

Wisconsin
(10/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/12/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/24/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/13/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/9/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

145 South Wells, Ste 1301, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul E. Hogenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Eric Hogenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2023

Series 63

Date: 7/12/2022

Series 7TO

Date: 6/24/2022

SIE

Date: 5/13/2022

Series 6

Date: 2/9/1993

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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