RN
Robert H. Nelson
ALLIANT RETIREMENT CONSULTING
Alpharetta, GA 30009
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CRD#: 2308743
RN
Professional summary
Robert Henry Nelson, who also goes by Robert H Nelson, Robert Henry Nelson III, Robert Henry Nelson, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Alpharetta, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert H Nelson | Robert Henry Nelson Iii | Robert Henry Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE START DATE: 04/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CONSULTING AND MANAGING RELATIONSHIPS FOR COMPANIES ON THEIR CORPORATE RETIREMENT PLANS 2. NAME OF OTHER BUSINESS: ALLIANT INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: ACCOUNT EXECUTIVE/RELATIONSHIP MANAGER, ASSISTING CORPORATIONS WITH THE PLAN DESIGN OF THEIR RETIREMENT PLANS. 3. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLAN CONSULTING, ASSISTING CORPORATE ENTITIES WITH ADMINISTRATION AND COMPLIANCE OF THEIR RETIREMENT PLANS. 4. NAME OF OTHER BUSINESS: ROBERT NELSON (SOLE PROPRIETOR), INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUY TAX LIENS ON PROPERTIES IN OCONEE COUNTY, SC;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Henry Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2022 - Present
ALLIANT RETIREMENT CONSULTING
Office #1: 1125 Sanctuary Parkway, Suite 300, Alpharetta, GA 30009RIA
CRD#: 167970
Alpharetta, GA
Past
July 1, 2025 - October 24, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
New York, NY
Past
March 18, 2022 - July 1, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW YORK, NY
Past
February 2, 2022 - February 11, 2022
HAUSER RETIREMENT SOLUTIONS 2 LLC
RIA
CRD#: 299959
Suwannee, GA
Past
April 1, 2021 - February 11, 2022
HAUSER RETIREMENT SOLUTIONS, LLC
RIA
CRD#: 172578
Suwanne, GA
Past
May 5, 2020 - November 17, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
September 30, 2014 - July 23, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
March 11, 2011 - September 3, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ATLANTA, GA
Past
August 3, 2004 - March 3, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ATLANTA, GA
Past
October 1, 1999 - July 19, 2004
GPC SECURITIES, INC.
BD
CRD#: 14007
ATLANTA, GA
Past
July 6, 1998 - July 8, 1999
MISSIONSQUARE INVESTMENT SERVICES
BD
CRD#: 23189
WASHINGTON, DC
Past
August 31, 1994 - May 9, 1995
BANK SOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 36629
Past
February 3, 1994 - September 8, 1994
BANK SOUTH SECURITIES CORPORATION
BD
CRD#: 27268
Past
February 12, 1993 - November 18, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009
Mailing Address
Phone number
(713) 470-4208
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 4,493,036,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
