JL
John R. Labriola
LAGUNA WEALTH ADVISORS
Dana Point, CA
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CRD#: 2308699
JL
Professional summary
John Robert Labriola, CFP®, who also goes by John Labriola, is a registered financial advisor currently at LAGUNA WEALTH ADVISORS, LLC located in Dana Point, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 4 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Estate Planning
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
John Labriola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOUNTAIN VALLEY SKATING CENTER 9105 RECREATION CIRCLE FOUNTAIN VALLEY, CA 92708 CORPORATION - 0 HRS - PRESIDENT
FOUNTAIN VALLEY SKATING CENTER, 9105 RECREATION CIRCLE, FOUNTAIN VALLEY, CA 92708, ROLLER SKATING CENTER,VP, MEMBER OF THE BOARD OF DIRECTORS, 25% PARTIAL OWNER, START 7/1/78, 0-5 HOURS PER MONTH. NONE DURING TRADING HOURS. NOT INVESTMENT RELATED
RTL PROPERTIES, 9105 RECREATION CIRCLE, FOUNTAIN VALLEY, CA 92708, PROPERTY OWNER AND OPERATOR OF SNACK BAR IN THE SKATING CENTER, START7/1/78, 0-5 HOURS PER MONTH. NONE DURING TRADING HOURS. NOT INVESTMENT RELATED.
SAGENT WEALTH MANAGEMENT; INVESTMENT RELATED; 4675 MACARTHUR COURT, SUITE 220, NEWPORT BEACH, CA 92660; REGISTERED INVESTMENT ADVISOR; SENIOR FINANCIAL ADVISOR; START DATE 1/15/2010; 173 HOURS; 140 HOURS DURING TRADING; WEALTH MANAGEMENT, FINANCIAL ADVISORY.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Labriola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 1, 2013 - Present
LAGUNA WEALTH ADVISORS, LLC
RIA
CRD#: 167847
Dana Point, CA
Past
January 19, 2010 - December 31, 2012
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
NEWPORT BEACH, CA
Past
January 15, 2010 - September 3, 2013
SAGENT WEALTH MANAGEMENT
RIA
CRD#: 147890
NEWPORT BEACH, CA
Past
February 24, 1994 - January 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LAGUNA HILLS, CA
Past
February 5, 1993 - January 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAGUNA WEALTH ADVISORS, LLC
LAGUNA WEALTH ADVISORS, LLC
CRD#: 167847 / SEC#: 801-129282
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (3/22/2025 Terminated)Texas
Registered Investment Advisory firm - (2/20/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/1/2013)
IAR
Texas(8/8/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LW
LAGUNA WEALTH ADVISORS, LLC
LAGUNA WEALTH ADVISORS, LLC
CRD#: 167847 / SEC#: 801-129282
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (3/22/2025 Terminated)Texas
Registered Investment Advisory firm - (2/20/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Dana Point, CA
Mailing Address
24551 Del Prado Unit 930, Dana Point, CA 92629
Phone number
(949) 464-4466
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 129,139,596 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
