Kyle T. Holland
Professional summary
Kyle Timothy Holland was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kyle is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Kyle had worked at 7 firms, which includes FIFTH STREET CAPITAL LLC, GUNNALLEN FINANCIAL INC, RIVERSTONE WEALTH MANAGEMENT INC., THE AVANTUS GROUP INC., FIRST MONTAUK SECURITIES CORP., H.J. MEYERS & CO. INC., DICKINSON & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2004 - October 26, 2009
FIFTH STREET CAPITAL, LLC
May 16, 2003 - March 11, 2004
GUNNALLEN FINANCIAL, INC
April 1, 2003 - March 11, 2004
GUNNALLEN FINANCIAL, INC
December 18, 2000 - March 27, 2003
RIVERSTONE WEALTH MANAGEMENT, INC.
December 18, 2000 - March 27, 2003
RIVERSTONE WEALTH MANAGEMENT, INC.
December 8, 1995 - December 18, 2000
THE AVANTUS GROUP, INC.
May 10, 1995 - December 31, 1995
FIRST MONTAUK SECURITIES CORP.
June 28, 1994 - May 11, 1995
H.J. MEYERS & CO., INC.
January 6, 1993 - June 29, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIFTH STREET CAPITAL, LLC
CRD#: 103701 / SEC#: , 8-52193
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
