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Kyle Timothy Holland

CRD# 2308543·Registered 1993 - 2009
Barred: Kyle Timothy Holland was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Kyle Timothy Holland was a registered financial advisor. Kyle was a previously registered financial advisor and started their career in finance 1993 - 2009. Kyle had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FIFTH STREET CAPITAL, LLC·CRD# 103701
BD
Austin, TX
March 22, 2004 - October 26, 2009
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
May 16, 2003 - March 11, 2004
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Austin, TX
April 1, 2003 - March 11, 2004
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
RIA
Austin, TX
December 18, 2000 - March 27, 2003
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
BD
Austin, TX
December 18, 2000 - March 27, 2003
THE AVANTUS GROUP, INC.·CRD# 39347
BD
Austin, TX
December 8, 1995 - December 18, 2000
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
May 10, 1995 - December 31, 1995
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 28, 1994 - May 11, 1995
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
January 6, 1993 - June 29, 1994

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Current Firm

FS
FIFTH STREET CAPITAL, LLC

FIFTH STREET CAPITAL, LLC | SUN AMERICAN FINANCIAL, LLC | GRAY CAPITAL PARTNERS, LLC

CRD#: 103701 / SEC#: 8-52193
BD
Cancelled by SEC on 08/27/2010

Contact Information

Established

Texas since 09/15/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GRAY CAPITAL CORPORATIONOWNER—
BOUSAID, DOUGLAS RAYOWNER4401727
HOLLAND, KYLE TIMOTHYMANAGING DIRECTOR2308543
KIDDER, BRIAN GRAYSONCHIEF COMPLIANCE OFFICER2255243

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1995About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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