Daniel L. Korth

TRUVESTMENTS CAPITAL LLC

Arroyo Grande, CA

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CRD#: 2308456

Professional summary

Daniel Lee Korth, AIF® is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Arroyo Grande, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE ESTATE PLANS. FINANCIAL PLANNING SALES AGENT. PURCHASES BOOKLET TO COMPLETE AND THEN SENDS TO ATTORNEY WHEN CLIENT HAS FINISHED. THIS IS USED WHEN CLIENT HAS ESTATE PLANNING LEGAL NEEDS. CURRENTLY DO NOT CHARGE A CLIENT A FEE FOR THIS. INSURANCE AGENT SELLING FIXED, DISABILITY AND LIFE, SPENDING 1-2 HOURS A MONTH OF WHICH ALL ARE DURING TRADING HOURS. SUMMIT TRUST COMPANY; REFERRING TRUST SERVICES, 8 HRS PER MONTH INTEGRITY BUSINESS SOLUTIONS; OFFERING NUMEROUS COST REDUCTION PROGRAMS FOR BUSINESSES; 40 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Korth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 3, 2024 - Present

TRUVESTMENTS CAPITAL LLC

RIA

CRD#: 291297

Arroyo Grande, CA

Past

November 11, 2016 - December 31, 2023

PROSPERITY FINANCIAL GROUP, INC.

RIA

CRD#: 145540

Arroyo Grande, CA

Past

February 6, 2009 - November 10, 2016

WORLD EQUITY GROUP, INC.

CRD#: 29087

ARROYO GRANDE, CA

Past

February 5, 2009 - November 10, 2016

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

ARROYO GRANDE, CA

Past

February 2, 2005 - February 6, 2009

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

LEWISVILLE, TX

Past

October 17, 2001 - December 31, 2005

QUESTAR CAPITAL CORPORATION

RIA

CRD#: 43100

LEWISVILLE, TX

Past

October 17, 2001 - February 5, 2009

QUESTAR CAPITAL CORPORATION

CRD#: 43100

LEWISVILLE, TX

Past

October 1, 1999 - October 17, 2001

RUSSIAN RIVER FINANCIAL SERVICES, INC.

CRD#: 41794

HEALDSBURG, CA

Past

November 3, 1995 - October 14, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

December 13, 1993 - October 31, 1995

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

May 24, 1993 - December 15, 1993

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 24, 1993 - May 24, 1993

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2024)

IAR

Texas
(1/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 12/13/2005

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

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Contact information

Main Address

5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240

Mailing Address

Phone number

(941) 753-3814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel L. Korth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Korth's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY FINANCIAL GROUP, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

RUSSIAN RIVER FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC FS, INC.

FIDELITY EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

TRUVESTMENTS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2001

Series 63

Date: 2/26/1993

SIE

Date: 11/10/2016

Series 22

Date: 12/13/2005

Series 6

Date: 3/19/1993

Current Firm

TRUVESTMENTS CAPITAL LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUVESTMENTS CAPITAL LLC

TRUST BUT VERIFY

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