Jerome S. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome S Gross was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1973. Jerome had worked at 8 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 1980 - September 8, 1981
FIRST INTERREGIONAL EQUITY CORP.
January 24, 1980 - March 25, 1982
CITIGROUP GLOBAL MARKETS INC.
November 2, 1979 - February 8, 1980
SWINK & COMPANY, INC.
April 21, 1978 - October 2, 1979
HAMILTON/COOKE & CO. OF FLORIDA, INC.
February 17, 1978 - July 9, 1978
FIDELITY SECURITIES, INCORPORATED
March 18, 1976 - December 15, 1977
HANAUER, STERN & COMPANY,INCORPORATED
January 7, 1975 - December 3, 1975
HIBBARD & O'CONNOR SECURITIES, INC.
November 12, 1973 - February 12, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/8/1973
Registered Representative ExaminationSeries 40
Date: 8/11/1978
Registered Principal ExaminationCurrent Firm
FIRST INTERREGIONAL EQUITY CORP.
CRD#: 7486 / SEC#: , 8-21991
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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