BD
Brian D. Dixon
CORNERSTONE WEALTH MANAGEMENT
SPRINGFIELD, MO 65807
Some features on this profile are disabled
CRD#: 2308115
BD
Professional summary
Brian Denver Dixon is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in Springfield, Missouri and LPL FINANCIAL LLC located in Springfield, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/09/2013 - Dixon Incorporated - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 85% 2. 01/09/2013 - Dixon Incorporated - Non-Variable Insurance DBA 3. 01/14/2013 - REGISTERED INVESTMENT ADVISOR DBA - CORNERSTONE WEALTH MANAGEMENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - TIME SPENT 70% - SPRINGFIELD, MO 4. 12/22/2014: TRIBUTE FALLS DEVELOPMENT COMPANY, LLC - INV REL - 1610 W CALEB COURT, SPRINGFIELD, MO 65810 - LLC - START 11/06/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - LLC SET UP TO HOLD A DEVELOPMENT PROPERTY OWNED AND FOR LEASE. OWNER OF PROPERTY. THIS HAS NOTHING TO DO WITH LPL FINANCIAL OR SECURITIES. 5. 07/23/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:03/29/2016 - 1 hr/mo - 1 hr during trading. 6. 7/30/2019 - BDDixon Holdings, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/07/2014 - 1 Hour Per Month/0 Hours During Securities Trading - LLC set up to hold business property for Brian and Jennifer Dixon. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 85% 8. 04/25/2023 - BDDixon Aviation, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date 02/23/2023 - 10 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Brian Denver Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2013 - Present
CORNERSTONE WEALTH MANAGEMENT, LLC
Office #1: 4130 S. Fairview Ave Suite 104, Springfield, MO 65807RIA
CRD#: 164666
SPRINGFIELD, MO
Current
December 20, 2012 - Present
LPL FINANCIAL LLC
Office #1: 4130 S Fairview Ave Ste 104, Springfield, MO 65807RIA
BD
CRD#: 6413
Springfield, MO
Past
January 1, 2004 - December 21, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SPRINGFIELD, MO
Past
January 1, 2004 - December 21, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SPRINGFIELD, MO
Past
March 21, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
SPRINGFIELD, MO
Past
March 2, 1993 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2024)
RR
Arizona(1/23/2024)
RR
Arkansas(6/27/2016)
RR
Colorado(4/23/2024)
RR
Florida(1/9/2013)
RR
Illinois(1/9/2013)
RR
Iowa(8/8/2013)
RR
Kansas(1/9/2013)
RR
Kentucky(2/24/2022)
RR
Louisiana(11/19/2019)
RR
Michigan(1/9/2013)
RR
Minnesota(8/7/2025)
RR
Missouri(12/20/2012)
IAR
Missouri(1/24/2013)
RR
Nebraska(8/13/2025)
RR
Nevada(6/4/2018)
RR
North Carolina(12/1/2023)
RR
North Dakota(3/31/2025)
RR
Tennessee(12/13/2023)
RR
Texas(4/10/2013)
IAR
Texas(4/22/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7417 Mexico Road Suite 104, St. Peters, MO 63376
Mailing Address
Phone number
(636) 397-6200
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,813 |
| AUM (Assets Under Management) | $ 4,082,513,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD#: 164666Springfield, MO 65807TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
