Michael Gerard Schmitt
Professional Summary
Michael Gerard Schmitt, who also goes by Michael Gerald Schmitt, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1992 - 2004. Michael had worked at 2 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Gerald Schmitt
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
BANC ONE CAPITAL MARKETS, INC. | FIRST CHICAGO CAPITAL MARKETS, INC.
Contact Information
Established
Delaware since 04/05/1988Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE FINANCIAL CORPORATION | PARENT | — |
| BALDINO, JAMES JOSEPH | MANAGING DIRECTOR | 1055005 |
| BAMMANN, LINDA B | VICE CHAIRMAN | 2353874 |
| BOSHART, JAMES STEWART III | EVP | 26474 |
| CHIRCOP, ALOYSIUS RALPH | MANAGING DIRECTOR | 2536911 |
| CLARKE, TERRENCE BRADY | SENIOR COMPLIANCE DIRECTOR / CROP | 2368988 |
| COATS, ROBERT TRUSTEN JR | SENIOR ASSOCIATE GENERAL COUNSEL | 2043399 |
| COLE, CHRISTINE ELEANOR | MANAGING DIRECTOR | 2756145 |
| DECORREVONT, PATRICE PURCELL | MANAGING DIRECTOR/SALES MANAGER | 2178639 |
| FELKER, WILLIAM ROBERT | PRESIDENT & CHIEF OPERATING OFFICER | 2354456 |
| HALLREPPEN, RICHARD JOSEPH | DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | 2354462 |
| NEAL, JOHN ERIC | MANAGING DIRECTOR/VICE CHAIRMAN | 2262668 |
| ROMANI, WILLIAM RENO | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | 2458879 |
| SCHABES, DAVID HENRY | BOCM CHAIRMAN/CHIEF EXECUTIVE OFFICER | 2368993 |
| SULLIVAN, MARGARET MARY | MANAGING DIRECTOR/CHIEF OPERATIONS OFFICER | 1940830 |
Disclosures
Regulatory Event
7Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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