Peter Lamont Ellefson
Professional Summary
Peter Lamont Ellefson, who also goes by Peter L Ellefson, is a registered financial advisor currently at EPL INVESTMENT ADVISORY LLC located in Mesa, Arizona. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Peter has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter L Ellefson
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
EPL INVESTMENT ADVISORY LLC
Contact Information
Main Address
3035 S Ellsworth Road 109, Mesa, AZ 85212Phone Number
(480) 831-1731# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
100AUM (Assets Under Management)
$22,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Lamont Ellefson's CRS (Customer Relationship Summary).
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