Peter L. Ellefson
Professional summary
Peter Lamont Ellefson, who also goes by Peter L Ellefson, is a registered financial advisor currently at EPL INVESTMENT ADVISORY LLC located in Mesa, Arizona.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Peter has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Lamont Ellefson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2000 - Present
EPL INVESTMENT ADVISORY LLC
Office #1: 3035 S Ellsworth Road 109, Mesa, AZ 85212December 1, 1998 - December 21, 1999
VESTAX SECURITIES CORPORATION
November 5, 1997 - December 2, 1998
THE INVESTMENT CENTER, INC.
October 23, 1997 - November 17, 1997
WMA SECURITIES, INC.
July 25, 1996 - October 21, 1997
BA INVESTMENT SERVICES, INC.
December 8, 1993 - July 15, 1996
CHARLES SCHWAB & CO., INC.
February 18, 1993 - August 18, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/2/2000)
Exams
Current Firm
EPL INVESTMENT ADVISORY LLC
CRD#: 118168 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 22,000,000 |
Red Flags
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