Carla J. Cargle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carla June Cargle, who also goes by Carla J Cargle, was a registered financial professional .
Carla is a previously registered financial professional and started their career in finance in 1993. Carla had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - July 13, 2026
AMERITAS ADVISORY SERVICES, LLC
June 26, 2013 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 26, 2013 - July 13, 2026
AMERITAS INVESTMENT COMPANY, LLC
April 4, 2011 - December 7, 2012
NOVODYN ADVISORS LLC
November 4, 2004 - December 31, 2004
ON INVESTMENT MANAGEMENT CO
January 8, 2004 - June 7, 2013
THE O.N. EQUITY SALES COMPANY
October 31, 2003 - December 31, 2003
AMERITAS INVESTMENT COMPANY, LLC
April 23, 2002 - December 31, 2003
THE ADVISORS GROUP, INC.
February 20, 1998 - October 31, 2003
THE ADVISORS GROUP, INC.
July 20, 1994 - March 11, 1998
THE VARIABLE ANNUITY MARKETING COMPANY
November 23, 1993 - April 10, 1995
NORTH AMERICAN MANAGEMENT, INC.
September 23, 1993 - November 22, 1993
PFS INVESTMENTS INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
