Nancy L. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Lynne Solomon, who also goes by Nancy Lynne Schiff, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1993. Nancy had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - November 2, 2020
FRANKLIN DISTRIBUTORS, LLC
September 29, 2000 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
November 5, 1998 - August 25, 2000
BNY MELLON SECURITIES CORPORATION
February 5, 1993 - November 6, 1998
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
