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KE

Khaled Abdalla Eldaher

CRD# 2307662·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Khaled is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Khaled Abdalla Eldaher, who also goes by Kal Abdalla Eldaher, was a registered financial advisor. Khaled was a previously registered financial professional and started their career in finance 1993 - 2013. Khaled had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kal Abdalla Eldaher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ACAP FINANCIAL INC.·CRD# 7731
BD
Salt Lake City, UT
February 23, 2011 - December 31, 2013
PHD CAPITAL·CRD# 38785
BD
New York, NY
August 22, 2006 - March 10, 2011
BARRON MOORE, INC.·CRD# 123521
BD
Dallas, TX
March 28, 2005 - August 15, 2006
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
December 9, 2003 - April 1, 2005
SHELMAN SECURITIES CORP.·CRD# 39795
BD
Dallas, TX
December 12, 2002 - December 31, 2003
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
December 20, 1999 - January 2, 2003
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
December 8, 1998 - December 20, 1999
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
BD
Austin, TX
March 15, 1996 - May 17, 1998
BLUEBONNET SECURITIES, INC.·CRD# 15957
BD
September 5, 1995 - March 27, 1996
DALLAS RESEARCH & TRADING, INC.·CRD# 28806
BD
Dallas, TX
June 28, 1993 - May 9, 1997
AMR SECURITIES, INC.·CRD# 23368
BD
June 9, 1993 - June 23, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
January 26, 1993 - June 4, 1993

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Current Firm

AF
ACAP FINANCIAL INC.

ACAP FINANCIAL INC. | PRIVATE CAPITAL MANAGEMENT, INC. | MICHAEL ANDREW SECURITIES, INC. | DOMESTIC INTERNATIONAL CORP. | BIRCHTREE SECURITIES, INC. | ALLIANCE CAPITAL INCORPORATED

CRD#: 7731 / SEC#: 8-22821
BD
Terminated by SEC on 02/18/2017

Contact Information

Established

Iowa since 05/03/1978

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FERGUSON, KIRK LYNNPRESIDENT, CEO, CFO, CCO, CO1307741

Disclosures

Regulatory Event

18

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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