David S. Reinders

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CRD#: 2307652

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David S Reinders, CFP® was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1993. David had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Budgeting

Estate Planning

Insurance Planning

Retirement Planning

Tax Planning

Education Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHRISTIAN FOUNDATION OF THE WEST; BOARD MEMBER; NON-INVESTMENT RELATED; 2-4 HOURS PER MONTH; 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

March 15, 2013 - November 13, 2013

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

STEVENSON RANCH, CA

Past

September 24, 2009 - December 18, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

STEVENSON RANCH, CA

Past

September 8, 2009 - October 30, 2012

LPL FINANCIAL LLC

CRD#: 6413

STEVENSON RANCH, CA

Past

June 27, 2007 - October 6, 2023

DAVID S REINDERS

RIA

CRD#: 143703

VALENCIA, CA

Past

June 17, 1996 - October 13, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

VALENCIA, CA

Past

May 3, 1996 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

STEVENSON RANCH, CA

Past

February 3, 1993 - May 2, 1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 3, 1993 - May 2, 1996

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835 / SEC#: 801-67105, 8-36999

RIA

Registered Investment Advisory firm - SEC (9/5/2006 Approved)

California

Registered Investment Advisory firm - SEC (9/11/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/5/2006 Terminated)

Terminated by SEC on 08/22/2021

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/19/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2004

General Securities Principal Examination

Current Firm

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835 / SEC#: 801-67105, 8-36999

RIA

Registered Investment Advisory firm - SEC (9/5/2006 Approved)

California

Registered Investment Advisory firm - SEC (9/11/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (9/5/2006 Terminated)

Terminated by SEC on 08/22/2021

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Contact information

Main Address

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 371-8020

Established

California since 05/12/1982

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03 ADV PART 2A+2B - FIRM BROCHURE (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
ALLIANCE FINANCIAL GROUP, INC.	PARENT CORPORATION
GARAGLIANO, JEFFREY THOMAS	CHIEF COMPLIANCE OFFICER	3208095
SANADA, JERRY VINCENT	FINANCIAL AND OPERATIONS OFFICER	2653139
SANADA, RANDALL PAUL	PRESIDENT	409938
SANADA, RANDALL PAUL JR	VICE PRESIDENT	2785856

Regulatory assets under management

Total Number of Accounts	2,728
AUM (Assets Under Management)	$ 639,384,881

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David S. Reinders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

DAVID S REINDERS

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

ALLIANCE ADVISORY & SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1993

Series 7

Date: 4/18/1995

Series 6

Date: 1/19/1993

Series 24

Date: 6/22/2004

Current Firm

ALLIANCE ADVISORY & SECURITIES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ALLIANCE ADVISORY & SECURITIES, INC.

TRUST BUT VERIFY

Contact information

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